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Broadridge: what they publish

broadridge.com · Investor relations and disclosure · checked 2026-10-16

30/100EBand E

Rank 1 of 26 in Investor relations and disclosure, where the median is 9.

Public transparency score, not a product or security rating. Latest check: 2026-10-16. How the score works.

Evidence at a glance

Choose a check to see its source, date and scope.

Not found means not found at the addresses we checked. Not measured means we could not complete the check.

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Overview

2 days since the newest dated result, 2 since the oldest. 12 of 12 criteria have a measured result in the last 30 days. Failed checks and undated results are excluded.

Evidence freshness is a statement about our measurement and is kept apart from the transparency score, which is frozen at v1. How good our own measurement is.

Transparency labelsaas-ranking.com

Broadridge

broadridge.com · Investor relations and disclosure

  1. A
  2. B
  3. C
  4. D
  5. E
  6. F
E 30of 100 Rank 1 of 26

Published commitments3 of 9 found

Measured behaviour1 of 3 found

Checked 2026-10-16. Every line links the page we found it on. A cross means we found nothing at the addresses we checked, not that the vendor has no such document. A transparency score, not a product rating.

Downloads include all checks, source URLs, dates and the snapshot ID for your procurement file. We do not issue badges.

The label is the whole measurement in one object: every criterion with its weight, the band, and the date. Public transparency score, not a product or security rating.

Every line in it links the page we found the result on, or lists the addresses we checked. A cross means we found nothing there, not that Broadridge has no such document.

Where Broadridge sits in Investor relations and disclosure

  1. A0 0%
  2. B0 0%
  3. C0 0%
  4. D0 0%
  5. E1 4%
  6. F25 96%
26 vendors with a score; 7 more without a score because we could measure too little. Bands have fixed thresholds, see how the score works.

The band of Broadridge is marked. Vendors without a score are the ones where we could measure too few criteria to rank them – a gap on our side, counted separately.

What Broadridge states

The exact figures and names we read off the pages linked below, with the sentence they stand in. This is what they publish, not what we verified about their systems.

Gaps, heaviest first

✗

Data processing agreement (DPA)

weight 3 of 3

No data processing agreement found.

Checked 8 addresses on 2026-10-16.

Show the 8 addresses we checked
  1. https://broadridge.com/legal/dpa – reached, no match (HTTP 404)
  2. https://broadridge.com/dpa – reached, no match (HTTP 404)
  3. https://broadridge.com/legal/data-processing-agreement – reached, no match (HTTP 404)
  4. https://broadridge.com/data-processing-agreement – reached, no match (HTTP 404)
  5. https://broadridge.com/legal/data-processing-addendum – reached, no match (HTTP 404)
  6. https://broadridge.com/legal/gdpr – reached, no match (HTTP 404)
  7. https://broadridge.com/trust/dpa – reached, no match (HTTP 404)
  8. https://broadridge.com/privacy/dpa – reached, no match (HTTP 404)

Is this wrong? Send us the URL

Across the market: Data processing agreement in Investor relations and disclosure: 0 of 27 companies

✗

Subprocessors: the published list

weight 3 of 3

No subprocessor list found.

Checked 7 addresses on 2026-10-16.

Show the 7 addresses we checked
  1. https://broadridge.com/legal/subprocessors – reached, no match (HTTP 404)
  2. https://broadridge.com/subprocessors – reached, no match (HTTP 404)
  3. https://broadridge.com/sub-processors – reached, no match (HTTP 404)
  4. https://broadridge.com/legal/sub-processors – reached, no match (HTTP 404)
  5. https://broadridge.com/trust/subprocessors – reached, no match (HTTP 404)
  6. https://broadridge.com/privacy/subprocessors – reached, no match (HTTP 404)
  7. https://broadridge.com/legal/subprocessor-list – reached, no match (HTTP 404)

Is this wrong? Send us the URL

Across the market: Subprocessor list in Investor relations and disclosure: 0 of 27 companies

✗

Status page with incident history

weight 2 of 3

No public status page found.

Checked 3 addresses on 2026-10-16.

Show the 3 addresses we checked
  1. https://status.broadridge.com/ – The name "status.broadridge.com" could not be resolved.
  2. https://broadridge.com/status – reached, no match (HTTP 404)
  3. https://broadridge.com.statuspage.io/ – Could not be fetched: fetch failed.

Is this wrong? Send us the URL

Across the market: Status page with history in Investor relations and disclosure: 1 of 26 companies

✗

Public pricing with figures

weight 2 of 3

No public pricing with figures found.

Checked 5 addresses on 2026-10-16.

Show the 5 addresses we checked
  1. https://broadridge.com/pricing – reached, no match (HTTP 404)
  2. https://broadridge.com/pricing/ – reached, no match (HTTP 404)
  3. https://broadridge.com/plans – reached, no match (HTTP 404)
  4. https://broadridge.com/en/pricing – reached, no match (HTTP 404)
  5. https://broadridge.com/pricing-plans – reached, no match (HTTP 404)

Is this wrong? Send us the URL

Across the market: Public pricing in Investor relations and disclosure: 0 of 27 companies

✗weight 2 of 3

Third-party requests seen on the first load, before any interaction.

Checked 1 address on 2026-10-16.

Show the 1 address we checked
  1. https://broadridge.com/ – third-party requests before any interaction: app.qualified.com, cdn.cookielaw.org, geolocation.onetrust.com, j.clarity.ms, js.qualified.com, n.clarity.ms, p.typekit.net, pagead2.googlesyndication.com, region1.google-analytics.com, scripts.clarity.ms, snippet.omm.crownpeak.com, use.typekit.net, www.broadridge-ir.com, www.clarity.ms, www.google.com, www.googletagmanager.com, www.gstatic.com

Is this wrong? Send us the URL

Across the market: No third-party tracking before consent in Investor relations and disclosure: 4 of 31 companies

✗

Notice before subprocessors change

weight 2 of 3

No commitment to give notice before subprocessors change found.

Checked 8 addresses on 2026-10-16.

Show the 8 addresses we checked
  1. https://broadridge.com/legal/subprocessors – reached, no match (HTTP 404)
  2. https://broadridge.com/subprocessors – reached, no match (HTTP 404)
  3. https://broadridge.com/sub-processors – reached, no match (HTTP 404)
  4. https://broadridge.com/legal/dpa – reached, no match (HTTP 404)
  5. https://broadridge.com/dpa – reached, no match (HTTP 404)
  6. https://broadridge.com/legal/data-processing-agreement – reached, no match (HTTP 404)
  7. https://broadridge.com/trust/subprocessors – reached, no match (HTTP 404)
  8. https://broadridge.com/legal/sub-processors – reached, no match (HTTP 404)

Is this wrong? Send us the URL

Across the market: Notice before subprocessors change in Investor relations and disclosure: 0 of 26 companies

✗

Uptime SLA with a figure

weight 1 of 3

No uptime figure found.

Checked 6 addresses on 2026-10-16.

Show the 6 addresses we checked
  1. https://broadridge.com/legal/sla – reached, no match (HTTP 404)
  2. https://broadridge.com/sla – reached, no match (HTTP 404)
  3. https://broadridge.com/legal/service-level-agreement – reached, no match (HTTP 404)
  4. https://broadridge.com/trust/sla – reached, no match (HTTP 404)
  5. https://broadridge.com/uptime – reached, no match (HTTP 404)
  6. https://broadridge.com/legal/uptime-sla – reached, no match (HTTP 404)

Is this wrong? Send us the URL

Across the market: Uptime SLA with a figure in Investor relations and disclosure: 0 of 26 companies

✗

security.txt (RFC 9116)

weight 1 of 3

No security.txt found.

Checked 1 address on 2026-10-16.

Show the 1 address we checked
  1. https://broadridge.com/.well-known/security.txt – reached, no match (HTTP 404)

Is this wrong? Send us the URL

Across the market: security.txt (RFC 9116) in Investor relations and disclosure: 1 of 27 companies

Evidence

The full source lists sit behind these two groups, so that the answer above stays readable.

Published, with a source 4
✓

Data location: where they say data is hosted

weight 3 of 3

The hosting location is stated on a public page.

Source: https://www.broadridge.com/legal/privacy-statement-english? · checked 2026-10-16

Across the market: Data location stated in Investor relations and disclosure: 2 of 27 companies

✓

HTTPS enforced with HSTS

weight 2 of 3

HTTP redirects to HTTPS and the HSTS header is set.

  • HSTS max-age 31536000 seconds (365 days).
    Show the exact wording

    max-age=31536000; includeSubDomains

    Read at https://broadridge.com/
  • HSTS options includeSubDomains.
    Show the exact wording

    max-age=31536000; includeSubDomains

    Read at https://broadridge.com/

Source: https://broadridge.com/ · checked 2026-10-16

Across the market: HTTPS enforced with HSTS in Investor relations and disclosure: 16 of 33 companies

✓

Certifications named (SOC 2, ISO 27001)

weight 1 of 3

SOC 2 or ISO 27001 named on a public page.

  • Named on that page CSA STAR, HIPAA (unclear from the sentence), HITRUST CSF (unclear from the sentence), ISO 9001 (not counted: the sentence does not carry it), ISO/IEC 27001 (unclear from the sentence), PCI DSS (unclear from the sentence), SOC 2 (not counted: the sentence does not carry it), SOC 2 Type II (not counted: the sentence does not carry it). The sentence we kept does not carry this finding on its own, so it counts in no list and no figure.
    Show the 8 exact wordings

    ) • Govern the processes to ensure the proper disposal of company and client information Compliance CSA STAR Attestation CSA STAR Certification HIPAA HITRUST ISO/IEC 27001 ISO/IEC 27001 SoA ISO/IEC 27...

    Read at https://trust.broadridge.com/

    ISO, HIPAA, PCI, NIST, SSAE-18) gather evidence, and report to management the state of information security wi

    Read at https://trust.broadridge.com/

    osal of company and client information Compliance CSA STAR Attestation CSA STAR Certification HIPAA HITRUST ISO/IEC 27001 ISO/IEC 27001 SoA ISO/IEC 27001:2022 PCI DSS ProcessUnity Policies Acceptable....

    Read at https://trust.broadridge.com/

    8-607a-4b2e-b0c6-f20f93b25118":{"publicAccess":true,"maturity":"full","auditor":"","text":{"title":"ISO 9001:2015"},"productIds":["product-3"]},"1fed9faa-4a87-427c-9a95-96b4d6bf66b7":{"publicAccess":t...

    Read at https://trust.broadridge.com/

    company and client information Compliance CSA STAR Attestation CSA STAR Certification HIPAA HITRUST ISO/IEC 27001 ISO/IEC 27001 SoA ISO/IEC 27001:2022 PCI DSS ProcessUnity Policies Acceptable Use Poli...

    Read at https://trust.broadridge.com/

    Attestation CSA STAR Certification HIPAA HITRUST ISO/IEC 27001 ISO/IEC 27001 SoA ISO/IEC 27001:2022 PCI DSS ProcessUnity Policies Acceptable Use Policy Cloud Security Strategy Access Control Policy Vi...

    Read at https://trust.broadridge.com/

    0-30fb-468f-987b-6453e81e21e7":{"publicAccess":true,"maturity":"full","auditor":"","text":{"title":"SOC 2 + HITRUST"},"productIds":["product-3"]},"80ec5524-1984-4b24-b143-b67270392e1f":{"publicAccess"...

    Read at https://trust.broadridge.com/

    I DSS v4.0.0"},"productIds":["product14"]},"fa950d02-cbb3-4010-b917-7137a7c2a982":{"text":{"title":"SOC 2 Type 2"}},"b89875d0-30fb-468f-987b-6453e81e21e7":{"publicAccess":true,"maturity":"full","audit...

    Read at https://trust.broadridge.com/

Source: https://trust.broadridge.com/ · checked 2026-10-16

Across the market: Certifications named in Investor relations and disclosure: 6 of 28 companies

✓

Named privacy contact (DPO or privacy address)

weight 1 of 3

A data protection officer or a dedicated privacy address is named.

Source: https://www.broadridge.com/legal/privacy-statement-english? · checked 2026-10-16

Across the market: Named privacy contact in Investor relations and disclosure: 6 of 26 companies

History

100 0 2026-10-09: 30 of 1002026-10-16: 30 of 100 2026-10-09 2026-10-16
Score over the last 2 runs we measured Broadridge in: 30 (2026-10-09), 30 (2026-10-16).

Prepare your vendor review

A source is a starting point. Check the product, plan, legal entity and date before treating it as evidence for your purchase. These questions do not change the transparency score.

Broadridge

4 found · 8 not found · 0 not measured across 12 public checks.

12 of 12 criteria have a measured result from the last 30 days. Oldest dated result: 2026-10-16.

Investigate 8 open evidence questions
  1. Data processing agreement

    Please share the current data processing agreement for the product and plan we are considering, including its annexes and signing process.

    Inspect this check
  2. Subprocessor list

    Which subprocessors apply to our product, what does each process, and in which countries? Please share the current list.

    Inspect this check
  3. Status page with history

    Where can we review incident history for the service we will use, and how do we subscribe to incident updates?

    Inspect this check
  4. Public pricing

    Please confirm the total cost for our seats and usage, including minimum commitments, add-ons, overages and renewal terms.

    Inspect this check
  5. Uptime SLA with a figure

    Which availability commitment applies to our plan? Please include the measurement window, exclusions and credit claim process.

    Inspect this check
  6. No third-party tracking before consent

    Which third-party requests occur before a visitor makes a choice, and for what purpose? Please distinguish the public website from the product.

    Inspect this check
  7. security.txt (RFC 9116)

    Where should we report a vulnerability, and what acknowledgement and follow-up process should we expect?

    Inspect this check
  8. Notice before subprocessors change

    How will you notify us before a subprocessor changes, with how much notice, and what response options apply to our contract?

    Inspect this check

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